Legal

Regulatory Disclosures

Important regulatory and legal information regarding Lizard Investors LLC and its investment advisory activities.

Form ADV

As an SEC-registered investment adviser, Lizard Investors LLC is required to file and maintain a current Form ADV. Form ADV contains detailed information about our advisory business, services, fees, conflicts of interest, and disciplinary history. Clients and prospective clients are entitled to receive Part 2 of Form ADV upon request and upon entering into an advisory relationship.

View on SEC IAPD ↗

You may also request a copy of our Form ADV Part 2 by contacting us at investorrelations@lizardinvestors.com.

SEC Registration

CRD Number
147284
SEC Number
801-69277

Lizard Investors LLC is registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC). Registration with the SEC does not imply a certain level of skill or training, nor does it constitute an endorsement by the SEC of Lizard Investors LLC or any of its principals, employees, or investment strategies. Registration is not a guarantee of the accuracy or adequacy of the information on this website.

Past Performance

Past performance is not indicative of future results. All investment strategies involve risk, including the possible loss of principal. There is no assurance that any investment strategy will achieve its objectives. Performance results may vary significantly across accounts due to factors including client-specific investment restrictions, tax considerations, timing of contributions and withdrawals, and differences in fees.

No Offer or Solicitation

Nothing on this website constitutes an offer to sell, or a solicitation of an offer to purchase, any security or investment product. Such an offer or solicitation may only be made pursuant to a formal offering memorandum or similar disclosure document, and only in jurisdictions where such an offer or solicitation is permitted by applicable law. Certain materials on this website are accessible only to verified qualified investors and do not constitute an offering or commitment of any kind.

Conflicts of Interest

As a registered investment adviser, Lizard Investors LLC is subject to a fiduciary duty to act in the best interests of its clients. We maintain policies and procedures designed to identify, manage, and disclose material conflicts of interest. A detailed description of material conflicts of interest is provided in our Form ADV Part 2, available upon request or via the SEC IAPD link above.

Risk Disclosure

Investing in international and emerging market equity securities involves significant risks beyond those of domestic investment, including currency risk, political and regulatory risk, liquidity risk, and differences in accounting and disclosure standards. Small-capitalization equities are subject to greater price volatility and liquidity risk than large-cap securities. Investors should carefully review all applicable offering documents and consult with their own legal, tax, and financial advisers before investing.